Capital Raise: Candidate Evaluation

Capital Raise Specialist

Candidate Evaluation

Prospective candidates who wish to move forward please complete the questionnaire below. Only those candidates who present themselves as fully engaged in this process with thoughtful deliberate responses which provide insight into the candidate's ability to raise capital will be considered for an interview.

Qualified candidates who are selected to move on to the next step will be notified of their status by email and a calendar link will be sent to schedule an initial interview in which details of our offering, compensation, and candidate responses will be discussed.

Thank you.

Name of Candidate

Email Address

Mobile Phone

1. Do you currently have any "active" professional licenses?

Yes

If "yes", please specify:

2. Are you currently appointed with any broker/dealers, financial institutions, commercial lenders, or insurance carriers?

Yes

If "yes", please specify:

3. Have you ever been banned, suspended, or had a license revoked by a regulatory agency?

Yes

If yes, please describe circumstances of ban, suspension, or revocation of license:

4. Do you have a client base or existing network with active HNWI, accredited, or institutional entities?

Yes

If "yes", please describe type of clients & offerings sold which comprise your client base or existing network:

5. Have you ever sold traditional investment products (equities, commodities, options, futures, bonds, notes, etc.) to HNWI or institutional investors?

Yes

6. Have you ever sold private placement offerings to HNWI or accredited investors?

Yes

7. Are you currently working in a market with HNWI, accredited, or institutional investors?

Yes

8. Do you currently utilize the services of investment platforms to raise capital for projects?

Yes

IMPORTANT: If you answered "Yes" to any of the previous four questions (5, 6, 7, 8) please describe the work you performed, projects/offerings sold, or type of clients/prospects whenever applicable to a specific question:

9. What is the largest single commission you have earned on one transaction?

10. What is the largest amount you have personally raised on a single project?

11. What is the total amount you have personally raised on all investment projects?

12. What is your greatest achievement or accomplishment in your professional career?

13. What is your biggest failure or disappointment in your professional career?

14. What is your usual method for sourcing and raising capital for an offering or project?

15. Please describe the last 3 offerings or projects for which you raised capital?

Please include the type of offering/project, total offering amount, minimum investment required, total amount raised, amount you raised personally, and completion date (month/year).